If you have not actively sold any of the listed products in the last twelve months, please complete the KYP process before selling that security. Please complete a thorough review of all materials provided by the Issuer, including, but not limited to: (1.) the most recent Offering Memorandum, (2.) current fact sheets, (3.) past investor updates, (4.) the investor presentation, and (5.) the recorded KYP presentation. When you have completed your review, please complete the related KYP Review Quiz. Materials are available here and on Axcess Dropbox.
KYC, KYP and suitability obligations are among the most fundamental obligations owed by registrants to their clients, and are cornerstones of investor protection in Canada. As a part of each registrant's general duty to deal fairly, honestly and in good faith with its clients, maintaining product knowledge gives advisors a significant advantages in determining if an investment is suitable for a specific client portfolio. As professionals in the private capital market, your continuing education with asset managers and analysts contributes greatly to the best possible market experience for clients.