| Course | |||||
|---|---|---|---|---|---|
 | Company Resources / Ressources de l'entreprise If you have not actively sold any of the listed products in the last twelve months, please complete the KYP process before selling that security. Please complete a thorough review of all materials provided by the Issuer, including, but not... | ||||
 | C$160.00 Licensing / ETF Proficiency 2.0 IIROC: Compliance/ Professional Development 24-0599CP
2.0 MFDA: Business Conduct: MFDA Activity Number 1000004136
2.0 Alberta Accreditation Committee: Life (65485)
2.0 Financial Services Regulatory Authority of Ontario: Life
2.0... | ||||
 | C$25.00 Foundations 1.0 Financial Services Regulatory Authority of Ontario: Life
1.0 Insurance Council of British Columbia: Life
1.0 Insurance Council of Manitoba: 1.0 Life (36286)
1.0 Insurance Councils of Saskatchewan: Life
1.0 FP Canada: Financial... | ||||
 | C$25.00 Foundations 1.0 Financial Services Regulatory Authority of Ontario: Life
1.0 Insurance Council of British Columbia: Life
1.0 Insurance Council of Manitoba: 1.0 Life (36270)
1.0 Insurance Councils of Saskatchewan: Life
There are few things cooler than... | ||||
 | C$50.00 ... / CCO Ed: New SRO Framework (CSA Position Paper 25-404) (LCI01C04)Compliance / Business Conduct / CCO Edition On August 3rd, 2021, the Canadian Securities Administrators (CSA) published a proposed framework to modernize the self-regulatory landscape in Canada's securities industry. This is really important. So we created an audio version and a video... | ||||
 | C$50.00 Continuing Education / Compliance / Business Conduct 1.0 IIROC: Compliance (24-0030C) 1.0 MFDA: Business Conduct (10490)MFDA Activity Number 1000000220 1.0 Alberta Accreditation Committee: Life, Life or Accident and Sickness General, Adjuster (65488) 1.0 Financial Services Regulatory Authority of... | ||||
| C$50.00 Continuing Education / Compliance / Business Conduct Privacy laws in Canada are a pretty big deal. And employers need to ensure that employees are on top of their privacy game. It’s not just good business – it’s also the law. 1.0 IIROC: Compliance (24-0030C) 1.0 MFDA: Business Conduct... | ||||
 | C$50.00 Continuing Education / Compliance / Business Conduct 2.0 IIROC: Compliance (24-0598C)
2.0 MFDA: Business Conduct (22-0563C) MFDA Activity Number 1000000218
2.0 Alberta Accreditation Committee: Life, Life or Accident and Sickness, General, Adjuster (65484)
2.0 Financial Services Regulatory... | ||||
 | C$50.00 Continuing Education / Compliance / Business Conduct Cybersecurity Essentials for Financial Advisors: Learn key strategies to protect sensitive data and prevent cyber threats in your organization. | ||||
 | C$50.00 Continuing Education / Compliance / Business Conduct 2.0 IIROC: Compliance (24-0600C)
2.0 MFDA: Business Conduct - Ethics: MFDA Activity Number 1000006016
2.0 Financial Services Regulatory Authority of Ontario: Life or A and S
2.0 Alberta Accreditation Committee: Life, A and S, General, Adjuster... |
